Senior Associate - Process Risk and Controls Consulting (Financial Services - banking)
Company: RSM US LLP
Location: Miami
Posted on: March 20, 2023
Job Description:
As a senior associate in RSM's growing Process Risk and Controls
Practice, you will have the opportunity to draw from your
experience and knowledge while continuing to grow your leadership
skills through a high degree of client and financial services
industry exposure, career development and mentorship opportunities,
and a diverse and inclusive culture. The fast-paced and dynamic
environment in which we operate will provide you with daily
challenges and exciting opportunities.In the Process Risk and
Controls Practice we frequently work as or alongside a client's
internal audit function, the chief risk officer or risk function,
Sarbanes-Oxley project team, and various other members of
management tasked with managing risk. Our advisors help our clients
with identifying and prioritizing risk and leveraging process and
controls to reduce risk exposure.Key Responsibilities
- Contributions to Firm Culture
- Model the core RSM values of respect, integrity, teamwork,
excellence and stewardship in all interactions with clients and
team members
- Be open to new ideas and challenges, and help foster a culture
that encourages people to ask questions, seek diverse perspectives,
and challenge those around you
- Develop executive presence through interactions with management
within RSM and our clients
- Develop meaningful relationships with client personnel and
colleagues
- Support RSM's goals around diversity and inclusion by nurturing
an environment that understands individuality, promotes
authenticity, and values varied perspective in arriving at
solutions
- Client Experience
- Learn about the industries and clients that we serve in the
middle market and leverage your understanding to become your
clients' trusted advisor
- Exhibit basic knowledge of key financial services industry
fundamentals, regulatory environment, and terminology
- Identify current and relevant industry thought leadership and
share with clients as relevant
- Independently implements and coaches associates on foundational
industry policies, procedures, and work-programs
- Owns process level client relationships and collaboration with
external stakeholders
- Prepare/Review initial drafts and follow-ups on client request
lists
- Participate in risk assessment management interviews. Update
risk assessment models and complete initial draft of identified
risks
- Prepare and conduct tests of the operating effectiveness of
clients' internal controls
- Draft test plans or work programs for review by senior members
of the team
- Create/review narratives or flowcharts for a process. Identify
and review all risks and controls for a process as needed
- Perform first level review of staff work for accuracy,
completeness, and well-reasoned conclusions
- Manage budgets and provide accurate analysis of estimates to
complete to engagement leader
- Review and complete status documents for client delivery
- Prepares initial draft of reports
- Understands and can provide guidance to staff over topics such
as IIA Professional Standards, industry guidelines, COSO 2013, and
SOX
- Develop the ability to support multiple client projects
simultaneously, while actively contributing to other firm
initiatives
- Talent Experience
- Encourage colleagues to think creatively, strive for growth
through development opportunities, and maximize results while
working within a team environment
- Proactively seek out opportunities to learn from or teach team
members, build a coaching/mentoring network and take advantage of
training opportunities to continually expand skills and leadership
capability
- Maintain willingness to give and receive candid feedback in
both written and verbal form. Commit to self-development in
response to constructive feedback received.
- Provide assistance, guidance, and feedback to associates
assigned to work with you
- Support recruiting efforts by understanding and promoting the
RSM brand
- Business Development
- Participate in relevant industry associations and
learning/development events to build industry perspective and
contacts
- Gain knowledge of key fundamentals, regulatory environment, and
terminology for your relevant industries
- Build an internal network and become aware of other services
provided by the firmPosition Qualifications
- Bachelor's or Master's Degree in Accounting or related business
discipline
- Minimum of 2 years of experience working in the financial
services industry in audit, internal audit, or related internal
control positions
- Proficiency in professional writing, spreadsheet, and
presentation creation tools. Exposure to data analytics tools is
preferred
- Qualified to pursue a job-relevant certification (e.g. CPA,
CIA)
- Ability to travel to meet client needs and work collaboratively
with others in-person and remotely
- Openness to workday flexibility, agility, remote work
environment, leveraging new tools
- Effective communication skills, both verbally and in
writing
- Effective time management and prioritization skillsCurrently,
RSM does not intend to hire candidates for entry level positions
who will need, now or in the future, RSM sponsorship through any
non-immigrant visa category such as the H-1B, H-1B1, E-3, O-1, or
TN. RSM is committed to providing equal opportunity and reasonable
accommodation for people with disabilities. If you require a
reasonable accommodation to complete an application, interview, or
otherwise participate in the recruiting process, please call us at
800-274-3978 or send us an email at careers@rsmus.com. The firm
offers a competitive benefits package, base compensation, and an
employee bonus program for eligible roles based on individual and
firm performance per program guidelines.Base compensation ranges
can be found between the ranges noted below in the posting,and an
actual offer can vary based upon on role, hiring location, and
qualifications.For additional information on RSM's total rewards,
visit our website at . If required by applicable law or client
policy, you may be required to be vaccinated for COVID-19 or have
an approved accommodation. You want your next step to be the right
one. You've worked hard to get where you are today. And now you're
ready to use your unique skills, talents and personality to achieve
great things. RSM is a place where you are valued as an individual,
mentored as a future leader, and recognized for your
accomplishments and potential. Working directly with clients, key
decision makers and business owners across various industries and
geographies, you'll move quickly along the learning curve and our
clients will benefit from your fresh perspective. Experience RSM
US. Experience the power of being understood. RSM is an equal
opportunity/affirmative action employer.
Minorities/Females/Disabled/Veterans.
Keywords: RSM US LLP, Miami , Senior Associate - Process Risk and Controls Consulting (Financial Services - banking), Accounting, Auditing , Miami, Florida
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