Licensed Client Service Associate
Company: Ascendo Resources
Posted on: January 16, 2022
We're looking for a Licensed Client Service Associate (Series 7 &
66) to support our financial institution. The ideal candidate has
prior experience working with high net-worth clients in financial
institutions as a client service associate.
Day to Day duties:
- Creating, maintaining & building relationships with high end
clients and aiding in the development of new business.
- Handling client questions & concerns, processing client
requests and educating clients on offered services & products.
- Creating financial plans & executing trade orders
- Aiding financial advisors and offering operational support
- Performing back-office duties such as KYC, risk analysis and
documentation verification to ensure client information is in
compliance with regulatory standards.
- Providing market research and creating reports & business plans
to support the team and clients
- Other operational duties
- Bachelor's degree (Masters preferred) in relevant field
(Finance, Accounting, Business, Economics, etc.)
- 2-5 years of experience in client service or relevant financial
- FINRA Licenses - Series 7 & 66.
- Familiarity with trading platforms & systems
- Fully bilingual in English & Spanish (Preferred)
- Great personality, attention to detail and ability to work well
within a high-level team
Keywords: Ascendo Resources, Miami , Licensed Client Service Associate, Other , Miami, Florida
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