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Licensed Client Service Associate

Company: Ascendo Resources
Location: Miami
Posted on: January 16, 2022

Job Description:

Job description
We're looking for a Licensed Client Service Associate (Series 7 & 66) to support our financial institution. The ideal candidate has prior experience working with high net-worth clients in financial institutions as a client service associate.
Day to Day duties:

  • Creating, maintaining & building relationships with high end clients and aiding in the development of new business.
  • Handling client questions & concerns, processing client requests and educating clients on offered services & products.
  • Creating financial plans & executing trade orders
  • Aiding financial advisors and offering operational support
  • Performing back-office duties such as KYC, risk analysis and documentation verification to ensure client information is in compliance with regulatory standards.
  • Providing market research and creating reports & business plans to support the team and clients
  • Other operational duties
    • Bachelor's degree (Masters preferred) in relevant field (Finance, Accounting, Business, Economics, etc.)
    • 2-5 years of experience in client service or relevant financial experience
    • FINRA Licenses - Series 7 & 66.
    • Familiarity with trading platforms & systems
    • Fully bilingual in English & Spanish (Preferred)
    • Great personality, attention to detail and ability to work well within a high-level team

Keywords: Ascendo Resources, Miami , Licensed Client Service Associate, Other , Miami, Florida

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