Regulatory Compliance Analyst

Company: Coral Gables
Location: Miami
Posted on: March 19, 2023

Job Description:

Overview: The Regulatory Compliance Analyst assists all LOBs to ensure adherence to the 1st line of defense controls, facilitate enhance due diligence when requested for all frontline personnel, suppo...Overview: The Regulatory Compliance Analyst assists all LOBs to ensure adherence to the 1st line of defense controls, facilitate enhance due diligence when requested for all frontline personnel, support with ad hoc projects related to mitigating risk and conduct testing and training of key regulatory matters, such as: Know Your Customer (KYC), Customer Identification Program (CIP), etc. The position requires an effective and proactive individual that can take responsibility of key organizationa---View full job description Overview: The Regulatory Compliance Analyst assists all LOBs to ensure adherence to the 1st line of defense controls, facilitate enhance due diligence when requested for all frontline personnel, suppo...Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to...Current Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to...

Keywords: Coral Gables, Miami , Regulatory Compliance Analyst, Professions , Miami, Florida