Senior Compliance Associate - Broker-Dealer
Company: Leeds Professional Resources
Location: Miami
Posted on: June 25, 2022
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Job Description:
Exciting opportunity for a Senior Compliance Associate to join a
strong broker-dealer headquartered here in Miami. Amazing
opportunities for career growth! Hybrid work
schedule.Responsibilities:Risk and ComplianceConduct audits and
testing of broker/dealer branch offices for their compliance of
writ
Keywords: Leeds Professional Resources, Miami , Senior Compliance Associate - Broker-Dealer, Sales , Miami, Florida
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here to apply!
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