Senior Compliance Associate - Broker-Dealer

Company: Leeds Professional Resources
Location: Miami
Posted on: June 25, 2022

Job Description:

Exciting opportunity for a Senior Compliance Associate to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of writ

Keywords: Leeds Professional Resources, Miami , Senior Compliance Associate - Broker-Dealer, Sales , Miami, Florida

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